KF
Karen B. Fernandes
INVESCO ADVISERS
Charlestown, MA
Some features on this profile are disabled
CRD#: 5654741
KF
Professional summary
Karen Bell Fernandes, who also goes by Karen Lynn Bell, Karen Bell Fernandes, Karen Fernandes, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Charlestown, Massachusetts and INVESCO DISTRIBUTORS, INC. located in Charlestown, Massachusetts.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Karen has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Lynn Bell | Karen Bell Fernandes | Karen Fernandes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Save the Harbor/Save the bay; Non-Investment Related; Boston, MA; Harbor advocacy; Board member; Start 01/2012; 1 hour per month 2) Off Island, LLC; Non-Investment Related; Boston, MA; Rental Properties; Owner; Start 12/2022; 1 hours per month, 0 During Trading Hours 3) The Cure LLC; Non-Investment Related; Boston, MA; Rental Property; Owner; Start 12/2022; 1 hour per month, 0 During Trading Hours. 4) Highwood Owners Association; Non-Investment Related; Pittsfield, VT; Homeowners Association; Board of Directors; Start Date 10/2022; 0 hours per month, 0 During Trading Hours
CRS (Client Relationship Summary) - RIA
Click below to view Karen Bell Fernandes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2024 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Charlestown, MA
Current
May 3, 2024 - Present
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
Charlestown, MA
Past
July 26, 2022 - April 18, 2024
FIERA CAPITAL INC.
RIA
CRD#: 113638
Boston, MA
Past
April 1, 2022 - April 15, 2024
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Boston, MA
Past
December 11, 2013 - January 26, 2022
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
Past
March 8, 2011 - September 16, 2015
WINDHAM CAPITAL MANAGEMENT, LLC
RIA
CRD#: 110539
BOSTON, MA
Past
June 2, 2009 - August 27, 2009
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 30107
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2024)
RR
Alaska(5/3/2024)
RR
Arizona(5/3/2024)
RR
Arkansas(5/3/2024)
RR
California(5/3/2024)
RR
Colorado(5/3/2024)
RR
Connecticut(5/3/2024)
RR
Delaware(5/3/2024)
RR
District of Columbia(5/3/2024)
RR
Florida(5/3/2024)
RR
Georgia(5/3/2024)
RR
Hawaii(5/3/2024)
RR
Idaho(5/3/2024)
RR
Illinois(5/3/2024)
RR
Indiana(5/3/2024)
RR
Iowa(5/3/2024)
RR
Kansas(5/3/2024)
RR
Kentucky(5/3/2024)
RR
Louisiana(5/3/2024)
RR
Maine(5/3/2024)
RR
Maryland(5/3/2024)
RR
Massachusetts(5/3/2024)
RR
Michigan(5/3/2024)
RR
Minnesota(5/3/2024)
RR
Mississippi(5/3/2024)
RR
Missouri(5/3/2024)
RR
Montana(5/7/2024)
RR
Nebraska(5/3/2024)
RR
Nevada(5/3/2024)
RR
New Hampshire(5/3/2024)
RR
New Jersey(5/3/2024)
RR
New Mexico(5/3/2024)
RR
New York(5/3/2024)
RR
North Carolina(5/3/2024)
RR
North Dakota(5/3/2024)
RR
Ohio(5/3/2024)
RR
Oklahoma(5/3/2024)
RR
Oregon(5/3/2024)
RR
Pennsylvania(5/3/2024)
RR
Puerto Rico(5/3/2024)
RR
Rhode Island(5/3/2024)
RR
South Carolina(5/3/2024)
RR
South Dakota(5/3/2024)
RR
Tennessee(5/3/2024)
RR
Texas(5/3/2024)
IAR
Texas(5/3/2024)
RR
Utah(5/3/2024)
RR
Vermont(5/3/2024)
RR
Virgin Islands(5/3/2024)
RR
Virginia(5/3/2024)
RR
Washington(5/3/2024)
RR
West Virginia(5/3/2024)
RR
Wisconsin(5/3/2024)
RR
Wyoming(5/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
