DG
Daniel Gonzalez-maisonet
CETERA INVESTMENT ADVISERS LLC
SAN JUAN, PR 00918
Some features on this profile are disabled
CRD#: 5654269
DG
Professional summary
Daniel Gonzalez-maisonet is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Juan, and CETERA WEALTH SERVICES, LLC located in San Juan, .
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2023; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE AND PROPERTY & CASUALTY; 2) NAME OF OTHER BUSINESS: CPA - DANIEL GONZALEZ MAISONET; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX CONSULTING / ADVISORY SERVICES; START DATE: 06/2004; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: TAX CONSULTING / ADVISORY SERVICES; (3) NAME OF OTHER BUSINESS: THE FIDUCIAL ADVISER, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA - FINANCIAL SERVICES / INSURANCE; START DATE: 02/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES & INSURANCE; 4) NAME OF OTHER BUSINESS: PUERTO RICO STATE SOCIETY OF CPAS; INVESTMENT RELATED: NO; ADDRESS: 239 AVE. ATERIAL HOSTOS, STE. 1401, SAN JUAN, PR 00918; NATURE OF BUSINESS: CPA CONTINUED EDUCATION; START DATE: 5/2014; POSITION/TITLE/RELATIONSHIP: PRESIDENT OF THE PERSONAL FINANCIAL PLANNING COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEAD DIRECT EFFORTS TO EDUCATE IN GENERAL FINANCIAL MATTERS TO BOTH, THE CPA COMMUNITY AND THE GENERAL COMMUNITY; 5) NAME OF OTHER BUSINESS: SOLVEXITY CONSULTANCY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA CONSULTING SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: PROVIDE VARIOUS BUSINESS CONSULTING SERVICES ; 6) NAME OF OTHER BUSINESS: DANIEL GONZALEZ-MAISONET, CPA/PFS, MBA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 2013; POSITION/TITLE/RELATIONSHIP: CONTINUING EDUCATION INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE CONTINUING EDUCATION SEMINARS AND WORKSHOPS IN AREA OF TAX-FINANCIAL PLANNING ; 7) NAME OF OTHER BUSINESS: FULCRO FIDUCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Gonzalez-maisonet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 420 Avenida Ponce De Leon Ste 313, San Juan, PR 00918RIA
CRD#: 105644
SAN JUAN, PR
Current
December 15, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 420 Avenida Ponce De Leon Ste 313, San Juan, PR 00918BD
CRD#: 13572
San Juan, PR
Past
December 15, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SAN JUAN, PR
Past
April 22, 2015 - December 18, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
San Juan, PR
Past
April 23, 2012 - December 18, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
San Juan, PR
Past
October 28, 2010 - December 19, 2011
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SAN DIEGO, CA
Past
November 11, 2009 - December 1, 2009
NEW ENGLAND SECURITIES
RIA
CRD#: 615
SAN DIEGO, CA
Past
July 27, 2009 - December 1, 2009
NEW ENGLAND SECURITIES
BD
CRD#: 615
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/15/2020)
RR
Georgia(12/15/2020)
RR
Pennsylvania(12/15/2020)
RR
Puerto Rico(12/15/2020)
IAR
Puerto Rico(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
