Michael T. Obucina

ROBINHOOD FINANCIAL

Chicago, IL 60606

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CRD#: 5653546

Professional summary

Michael Thomas Obucina is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Obucina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2020 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606

CRD#: 165998

Chicago, IL

Past

May 20, 2019 - October 6, 2020

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

May 26, 2010 - November 13, 2017

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

June 25, 2009 - May 26, 2010

BELLEVUE CHICAGO, LLC

CRD#: 106069

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/22/2020)

Exams

State Security Law Exam

Series 63

Date: 3/12/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 10/18/2010

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 6/4/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/14/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/16/2011

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	55
Arbitration	6

Red Flags

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Michael T. Obucina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Obucina's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE, INC.

BELLEVUE CHICAGO, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/12/2010

SIE

Date: 11/13/2017

Series 34

Date: 10/18/2010

Series 3

Date: 6/4/2010

Series 7

Date: 5/14/2009

Series 24

Date: 5/7/2015

Series 4

Date: 8/16/2011

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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