Anthony J. Guarducci
Professional summary
Anthony Joseph Guarducci, who also goes by Anthony J. Gaurducci, Anthony J Guarducci, Anthony Guarducci, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Guarducci's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2019 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932June 1, 2016 - September 17, 2019
ADP BROKER-DEALER, INC.
December 22, 2015 - June 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - December 8, 2015
J.P. MORGAN SECURITIES LLC
May 14, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2022)
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(12/12/2019)
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(12/12/2019)
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(5/25/2021)
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(12/12/2019)
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(12/9/2019)
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(3/9/2022)
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(12/12/2019)
(5/20/2021)
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(5/25/2021)
(3/8/2022)
Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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