SL
Sonya K. Lagore
OLIVER LAGORE VANVALIN INVESTMENT GROUP
Brentwood, TN
Some features on this profile are disabled
CRD#: 5651978
SL
Professional summary
Sonya Kim Lagore, who also goes by Sonya Kim Hartley, is a registered financial advisor currently at OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. located in Brentwood, Tennessee.
Sonya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sonya has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sonya Kim Hartley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OLV INVESTMENT GROUP; CEO. NOT INVESTMENT RELATED; 607 E. SECOND AVE, SUITE 100 FLINT, MI 48502; ENTITY OFFERING INSURANCE PRODUCTS; START DATE 01/2012; APPROX 10 HRS/MONTH; APPROX 10 HRS/MONTH DURING TRADING. 2.) OLV FOUNDATION; YES INVESTMENTRELATED; 607 E. SECOND AVE, SUITE 100 FLINT, MI 48502; FOUNDATION; OWNER/MEMBER; START DATE 2012; APPROX 2 HRS/MONTH; APPROX 2HRS/MONTH DURING TRADING; 501 C-3 GIFTS AND GRANTS. 3.) OLV REAL ESTATE; YES INVESTMENT RELATED; 607 E. SECOND AVE, SUITE 100 FLINT, MI48502; REAL ESTATE PURCHASE AND DEVELOPMENT; OWNER; START DATE 10/2018; APPROX 5 HRS/MONTH; APPROX 5 HRS/MONTH DURING TRADING;MANAGEMENT, BILL PAY, & UPKEEP. 4.) OLV TAX SERVICES; YES INVESTMENT RELATED; 3264 MISTY MORNING DRIVE, FLUSHING, MI 4843; TAXPREPARATION & FILING; OWNER; START DATE 02/2017; APPROX 1 HRS/MONTH; APPROX 1 HRS/MONTH DURING TRADING; FACILITATE TAX PREPARATIONDATA GATHERING. 5.) JPL MUSIC, INC; NOT INVESTMENT RELATED; 3264 MISTY MORNING DRIVE, FLUSHING, MI 48433; TALENT INDUSTRY;OWNER/DIRECTOR; START DATE 01/2020; APPROX 20-40 HRS/MONTH; APPROX 10-20 HRS/MONTH DURING TRADING; TALENT DEVELOPMENT, EVENTS,TRAVEL, MANAGEMENT, MUSIC PRODUCTION, SONG WRITING, LICENSING. 6.) NOTARY; INVESTMENT RELATED: NO; FLINT, MI; NATURE: NOTARY; POSITION: NOTARY; START DATE: 03/2022; 0 HRS/MO; 0 HRS/MO DURING SECURITY TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Sonya Kim Lagore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2021 - Present
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.
RIA
CRD#: 312989
Brentwood, TN
Past
April 29, 2021 - February 6, 2025
AE FINANCIAL SERVICES, LLC
BD
CRD#: 298608
Flint, MI
Past
February 6, 2013 - April 29, 2021
SPC
RIA
CRD#: 110692
FLINT, MI
Past
September 16, 2011 - April 29, 2021
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
LIVONIA, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OL
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.
CFG ADVISORS | OLV TAX SERVICES | OLV INVESTMENT GROUP, INC. | OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. | CLARK FINANCIAL GROUP, LLC
CRD#: 312989 / SEC#: 801-120957
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(4/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OL
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.
CFG ADVISORS | OLV TAX SERVICES | OLV INVESTMENT GROUP, INC. | OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. | CLARK FINANCIAL GROUP, LLC
CRD#: 312989 / SEC#: 801-120957
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
607 East Second Avenue Suite 100, Flint, MI 48502
Mailing Address
Phone number
(810) 744-4450
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,606 |
| AUM (Assets Under Management) | $ 607,147,202 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
