Melissa A. Imbrogno

RAI WEALTH

NAPERVILLE, IL 60563

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CRD#: 5651851

Professional summary

Melissa Anne Imbrogno, CFP®, who also goes by Melissa Imbrogno, Melissa Anne Welgat, is a registered financial advisor currently at RAI WEALTH located in Naperville, Illinois and PRIVATE CLIENT SERVICES, LLC located in Naperville, Illinois.

Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Melissa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa Imbrogno | Melissa Anne Welgat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Brown Wealth Management LLC, dba RAI Wealth Management. Team Leader and relationship manager. 1700 Park Street, Suite 106, Naperville, IL 60563. RIA. 170 hrs/mo; 150 during trading hrs. 2) Bridge Communities. 500 Roosevelt Rd, Glen Ellyn, IL 60137. My husband and I have volunteered to mentor a homeless family through Bridge Communities. We will meet with our client weekly to help her with tasks such as budgeting. We have committed to working with the family for two years as they work to get back on their feet. During the two years the family will live in transitional housing owned by the organization. 6 hrs/mo; 0 during trading hrs. 3) Notary Public. 1700 Park Street, Suite 106, Naperville, IL 60563. Notarizing documents upon request for clients. 1 hr/mo; 1 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Anne Imbrogno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

April 5, 2023 - Present

RAI WEALTH

Office #1: 1700 Park Street, Suite 106, Naperville, IL 60563

RIA

CRD#: 324695

NAPERVILLE, IL

Current

March 6, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1700 Park Street, Suite 106, Naperville, IL 60563

RIA

CRD#: 120222

Naperville, IL

Past

October 18, 2017 - March 7, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NAPERVILLE, IL

Past

October 18, 2017 - March 7, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

NAPERVILLE, IL

Past

January 9, 2015 - October 26, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

NAPERVILLE, IL

Past

November 10, 2010 - October 26, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA

Registered Investment Advisory firm - (4/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/6/2023)

IAR

Illinois
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RAI WEALTH

BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH

CRD#: 324695 / SEC#: 801-127594

RIA

Registered Investment Advisory firm - (4/5/2023 Approved)

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Contact information

Main Address

1700 Park Street, Suite 106, Naperville, IL 60563

Mailing Address

Phone number

(630) 733-8434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/2/2025)

Regulatory assets under management

Total Number of Accounts	1,097
AUM (Assets Under Management)	$ 408,633,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Melissa A. Imbrogno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Anne Imbrogno's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

RAI WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2010

FINRA

Current Firm

RAI WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAI WEALTH

TRUST BUT VERIFY

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