Melissa Anne Imbrogno
CFP®Professional Summary
Melissa Anne Imbrogno, CFP®, who also goes by Melissa Imbrogno, Melissa Anne Welgat, is a registered financial advisor currently at RAI WEALTH located in Naperville, Illinois and PRIVATE CLIENT SERVICES, LLC located in Naperville, Illinois. Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Melissa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Melissa Imbrogno, Melissa Anne Welgat
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH
Contact Information
Main Address
1700 Park Street, Suite 106, Naperville, IL 60563Phone Number
(630) 733-8434# of Employees
12SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,220AUM (Assets Under Management)
$530,789,306Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROWN WEALTH MANAGEMENT, LLC | RAI WEALTH
State Registrations and Notice Filings
(3/6/2023)
(4/5/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Melissa Anne Imbrogno's CRS (Customer Relationship Summary).
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