SM
Scott A. Morris
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Glasgow, MO 65254
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CRD#: 5651460
SM
Professional summary
Scott Arthur Morris, who also goes by Scott Morris, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Glasgow, Missouri and ALEXANDER CAPITAL, L.P. located in Glasgow, Missouri.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Scott has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pickett Group Inc, INDEPENDENT INSURANCE 14500 South Outer 40 Suite 210, Chesterfi eld MO 63017 -PROVIDES INSURANCE PRODUCTS - BROKER SINCE 1/2017 - APPROX 10 HRS/MO - COMMISSIONS 2) Quantum - IMO, Annuiti es - Under my DBA Arthur Morris Lifestyle Wealth Management, LLC. 518 1ST STREET,GLASGOW, MO 65254 3) ARTHUR MORRIS LIFESTYLE WEALTH MANAGMENT, LLC 518 1st STREET GLASGOW, MO 65254 - DBA/PRIVATELABEL ENTITY FOR INVESTMENT BUSINESS - OWNER SINCE 10/2019 - APPROX 160 HRS/MO - PASS THROUGHCOMPENSATION 4) DAVID A ANDREWS SCHOLARSHIP FUND, WESTRAN SCHOOL DISTRICT SCHOLARSHIP POOL, HUNTSVILLE, MO65254 - SCHOLARSHIP COMMITTEE MEMBER - VOLUNTEER - NO COMPENSATION - MEMBER SINCE 06/2020 -APPROX 30 MIN/MO 5) Arthur Morris Properti es, LLC. - 518 1st Street, Glasgow, MO 65254 - LLC Commercial Property Management -1 Hour per Month, Noninvestment related. 6) The River Brew Coff ee Company LLC - 601 2nd Street, Glasgow, MO 65254 - Coff ee Shop Owner -Noninvestment related. 7) Sandbar Scoop - 603 2nd Street, Glasgow, MO 65254- Ice Cream Shop Owner- Noninvestment Related 8) Community Child Care Learning Center - 4/2025 - Non-profit - President - Officer with 0% ownership - 1 hour per month - noninvestment related
CRS (Client Relationship Summary) - RIA
Click below to view Scott Arthur Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2021 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 518 1st Street, Glasgow, MO 65254RIA
CRD#: 157714
Glasgow, MO
Current
February 19, 2021 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 518 1st Street, Glasgow, MO 65254BD
CRD#: 40077
Glasgow, MO
Past
January 15, 2016 - March 15, 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
Glasglow, MO
Past
December 11, 2015 - December 31, 2015
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
GLASGOW, MO
Past
October 21, 2015 - November 9, 2015
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
GLASGOW, MO
Past
October 21, 2015 - March 15, 2021
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
GLASGOW, MO
Past
May 21, 2010 - October 8, 2015
EDWARD JONES
RIA
CRD#: 250
FAYETTE, MO
Past
April 5, 2010 - October 8, 2015
EDWARD JONES
BD
CRD#: 250
FAYETTE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/21/2023)
RR
Arizona(2/19/2021)
RR
Arkansas(2/19/2021)
RR
California(2/19/2021)
RR
Colorado(2/19/2021)
RR
Florida(2/25/2021)
RR
Georgia(5/30/2023)
RR
Idaho(6/17/2024)
RR
Illinois(3/23/2021)
RR
Iowa(2/19/2021)
RR
Kansas(5/30/2023)
RR
Kentucky(10/2/2023)
RR
Louisiana(10/2/2023)
RR
Minnesota(2/24/2021)
RR
Missouri(2/23/2021)
IAR
Missouri(10/3/2023)
RR
Nebraska(10/14/2021)
RR
Nevada(2/19/2021)
IAR
New York(3/19/2021)
RR
North Carolina(5/24/2022)
RR
Ohio(9/10/2021)
RR
Oklahoma(10/14/2021)
RR
Pennsylvania(2/19/2021)
RR
Tennessee(10/2/2023)
RR
Texas(3/8/2021)
IAR
Texas(8/30/2021)
RR
Virginia(2/25/2021)
RR
Washington(2/19/2021)
RR
Wisconsin(2/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714Glasgow, MO 65254TRUST BUT VERIFY
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