William Howard
Professional summary
William Howard, who also goes by William Guy Howard, Billy Howard, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Bellevue, Washington.
William is registered as a RR (Registered Representative) and started their career in finance in 2009. William has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
NYLIFE SECURITIES LLC
Office #1: 10885 Ne 4th Street Suite 1400, Bellevue, WA 98004January 2, 2024 - May 12, 2025
AVANTIA INVESTMENT SERVICES, LLC
May 25, 2023 - June 14, 2023
J.P. MORGAN SECURITIES LLC
May 25, 2023 - June 14, 2023
J.P. MORGAN SECURITIES LLC
April 13, 2017 - June 1, 2023
OPPENHEIMER & CO. INC.
April 13, 2017 - June 1, 2023
OPPENHEIMER & CO. INC.
January 23, 2012 - April 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 2012 - April 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2010 - January 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
November 26, 2009 - January 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
