Richard A. Friedland

MOSS ADAMS WEALTH ADVISORS LLC

LOS ANGELES, CA 90024

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CRD#: 5651010

Professional summary

Richard Alexander Friedland, CFP® is a registered financial advisor currently at MOSS ADAMS WEALTH ADVISORS LLC located in Los Angeles, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Richard has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alexander Friedland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 3, 2014 - Present

MOSS ADAMS WEALTH ADVISORS LLC

Office #1: 10960 Wilshire Blvd Ste 1100, Los Angeles, CA 90024

RIA

CRD#: 108917

LOS ANGELES, CA

Past

August 4, 2014 - September 20, 2018

MOSS ADAMS SECURITIES & INSURANCE LLC

CRD#: 114950

Woodland Hills, CA

Past

January 3, 2011 - May 17, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEVERLY HILLS, CA

Past

January 3, 2011 - May 17, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEVERLY HILLS, CA

Past

June 1, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

BEVERLY HILLS, CA

Past

May 14, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSS ADAMS WEALTH ADVISORS LLC

DBA FINANCIAL SECURITY GROUP | MOSS ADAMS WEALTH ADVISORS LLC | MOSS ADAMS (BRANDED UNDER ONE FIRM, NOT DBA CONTRACTUALLY) | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/11/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2009

General Securities Representative Examination

Current Firm

MOSS ADAMS WEALTH ADVISORS LLC

DBA FINANCIAL SECURITY GROUP | MOSS ADAMS WEALTH ADVISORS LLC | MOSS ADAMS (BRANDED UNDER ONE FIRM, NOT DBA CONTRACTUALLY) | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

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Contact information

Main Address

999 Third Ave Ste 2800, Seattle, WA 98104

Mailing Address

Phone number

(206) 302-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSS ADAMS WEALTH ADVISORS DISCLOSURE BROCHURE JUNE 2025 (6/24/2025)

Regulatory assets under management

Total Number of Accounts	4,627
AUM (Assets Under Management)	$ 4,753,819,117

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
02/20/2025	Cover Page	Report
03/27/2024	Cover Page	Report
03/06/2024	Cover Page	Report
02/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Friedland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Alexander Friedland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSS ADAMS SECURITIES & INSURANCE LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

MOSS ADAMS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2015

Series 66

Date: 5/28/2009

SIE

Date: 9/20/2018

Series 7

Date: 5/13/2009

Current Firm

MOSS ADAMS WEALTH ADVISORS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOSS ADAMS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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