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JS

Jeffrey E. Sferra

SCHWAB WEALTH ADVISORY
San Francisco, CA 94105-1901
Some features on this profile are disabled
CRD#: 5650741
JS

Professional summary

Jeffrey Eric Sferra, CFP®, who also goes by Jeffrey Sferra, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Francisco, California and CHARLES SCHWAB & CO., INC. located in San Francisco, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey Sferra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jeffrey Sferra Rental Property | Investment Related:No|1742 Candelero Court|Walnut Creek|CA|94598|USA|Real Estate (Non-Agent/Broker)|Owner|11/8/2022|Less than 20|0|My wife and I are renting out our Townhouse in Walnut Creek. We have a signed lease agreement and collect $3,700/month for the rental property from Tenants moved in on December 1, 2022 in Walnut Creek, CA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Eric Sferra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 3, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 211 Main Street, San Francisco, CA 94105-1901
RIA
CRD#: 159035
San Francisco, CA
Current

July 26, 2018 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 211 Main Street, San Francisco, CA 94105
RIA
BD
CRD#: 5393
San Francisco, CA
Past

July 26, 2018 - September 3, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Oakland, CA
Past

October 31, 2011 - July 12, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WALNUT CREEK, CA
Past

October 25, 2011 - July 10, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WALNUT CREEK, CA
Past

May 21, 2009 - September 19, 2011

EDWARD JONES

RIA
CRD#: 250
ROSEVILLE, CA
Past

May 6, 2009 - September 19, 2011

EDWARD JONES

BD
CRD#: 250
ROSEVILLE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/28/2019)
RR
California
(7/26/2018)
IAR
California
(10/4/2024)
RR
Colorado
(3/11/2020)
RR
Florida
(3/26/2024)
RR
Idaho
(3/29/2019)
RR
Illinois
(1/30/2024)
RR
Indiana
(3/21/2025)
RR
Kentucky
(3/7/2024)
RR
Maine
(3/4/2025)
RR
Massachusetts
(7/26/2022)
RR
Michigan
(4/2/2019)
RR
Nevada
(4/23/2021)
RR
New Hampshire
(11/5/2020)
RR
New York
(3/24/2022)
RR
North Carolina
(4/9/2021)
RR
Oregon
(5/10/2022)
RR
Pennsylvania
(11/19/2024)
RR
Tennessee
(9/9/2025)
IAR
Texas
(9/3/2024)
RR
Utah
(11/5/2025)
RR
Washington
(9/9/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035San Francisco, CA 94105-1901

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