JS
John W. Sleeting
CLEARWATER CAPITAL PARTNERS
Hoffman Estates, IL 60169
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CRD#: 5649371
JS
Professional summary
John William Sleeting is a registered financial advisor currently at CLEARWATER CAPITAL PARTNERS located in Hoffman Estates, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1435 PARTNERS, LLC, NON-INVESTMENT RELATED, 2800 W. HIGGINS RD, SUITE 1025, HOFFMAN ESTATES, IL 60169, CONSULTING COMPANY THROUGH WHICH MR. SLEETING SERVES AS A BOAD MEMBER OF THE BUSINESS LISTED BELOW; MANAGER/MEMBER OF SINGLE MEMBER LLC; OWNER; STARTED IN JUNE 2024; APPROXIMATELY 5-8 HOURS PER MONTH, HOURS DURING TRADING TIMES 3-4 PER MONTH. JOHN MANAGES THE LLC AS ITS SOLE MEMBER AND PROVIDES ALL SERVICES AS DETAILED BELOW. COX FAMILY HOLDINGS, LLC DIRECT INVESTMENT IN HOLDING COMPANY'S BUSINESSES, 2024 RTE 176, CRYSTAL LAKE IL 60014, FAMILY HOLDING COMPANY,BOARD MEMBER. JOHN STARTED ON 1/28/2015.HOURS PER MONTH TOTAL: 5-8, HOURS DURING TRADING TIMES: 3-4. JOHN'S DUTIES INCLUDE ATTENDANCE AND PARTICIPATION IN BOARD OF DIRECTORS MEETINGS IN ACCORDANCE WITH THE BOARD POLICY MANUAL.
CRS (Client Relationship Summary) - RIA
Click below to view John William Sleeting's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2009 - Present
CLEARWATER CAPITAL PARTNERS
Office #1: 2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169RIA
CRD#: 139886
Hoffman Estates, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEARWATER CAPITAL PARTNERS
BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - (1/4/2010 Approved)Illinois
Registered Investment Advisory firm - (1/7/2010 Terminated)Indiana
Registered Investment Advisory firm - (12/4/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/10/2009)
IAR
Texas(1/7/2014)
Current Firm
CC
CLEARWATER CAPITAL PARTNERS
BORHART SPELLMEYER & COMPANY-PRIVATE WEALTH MANAGEMENT, LLC | CLEARWATER CAPITAL PARTNERS, LLC | CLEARWATER CAPITAL PARTNERS | CLEARWATER CAPITAL ADVISORS, LLC | BSC PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 139886 / SEC#: 801-70905
RIA
Registered Investment Advisory firm - (1/4/2010 Approved)Illinois
Registered Investment Advisory firm - (1/7/2010 Terminated)Indiana
Registered Investment Advisory firm - (12/4/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169
Mailing Address
Phone number
(847) 841-8650
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,653 |
| AUM (Assets Under Management) | $ 1,489,947,464 |
Red Flags
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