Courtney E. Ranstrom
TRAILHEAD PLANNERS
Portland, OR
Some features on this profile are disabled
CRD#: 5648835
Professional summary
Courtney Elizabeth Ranstrom, CFP® is a registered financial advisor currently at TRAILHEAD PLANNERS, LLC located in Portland, Oregon.
Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Courtney has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Biography
Courtney lives in Portland, Oregon, with her husband, daughter, and two Cardigan Corgis. When not working, you can find her reading books and watching Kung Fu Panda with her toddler, walking around their Central Eastside neighborhood, drinking coffee, and eating dark chocolate.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Tax Planning
Retirement Planning
Budgeting
Divorce Planning
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
Socially Responsible Investmen...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Elizabeth Ranstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 21, 2016 - Present
TRAILHEAD PLANNERS, LLC
RIA
CRD#: 284610
Portland, OR
Past
December 21, 2011 - July 8, 2017
WEALTH FORWARD, LLC
RIA
CRD#: 159467
FARGO, ND
Past
March 27, 2009 - December 31, 2013
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
SALEM, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TRAILHEAD PLANNERS, LLC
TRAILHEAD PLANNERS, INC. | TRAILHEAD PLANNERS, LLC
CRD#: 284610 / SEC#: 801-129254
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (2/18/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/19/2024 Terminated)Oregon
Registered Investment Advisory firm - (1/29/2024 Terminated)Texas
Registered Investment Advisory firm - (1/19/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/10/2022)
IAR
Minnesota(2/3/2017)
IAR
Oregon(10/21/2016)
IAR
Texas(6/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TRAILHEAD PLANNERS, LLC
TRAILHEAD PLANNERS, INC. | TRAILHEAD PLANNERS, LLC
CRD#: 284610 / SEC#: 801-129254
RIA
Registered Investment Advisory firm - (1/2/2024 Approved)California
Registered Investment Advisory firm - (2/18/2024 Terminated)Minnesota
Registered Investment Advisory firm - (1/19/2024 Terminated)Oregon
Registered Investment Advisory firm - (1/29/2024 Terminated)Texas
Registered Investment Advisory firm - (1/19/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Portland, OR
Mailing Address
Po Box 14008, Portland, OR 97293
Phone number
(503) 773-9682
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 149,447,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
