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AR

Annelizabeth Q. Rogers

AZIMUTH WEALTH ADVISORS
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 5648235
AR

Professional summary


Annelizabeth Quadrini Rogers, who also goes by Anne Elizabeth Quadrini, Anne Rogers, Annelizbeth Q Rogers, is a registered financial advisor currently at AZIMUTH WEALTH ADVISORS located in San Diego, California.

Annelizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Annelizabeth has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Anne Elizabeth Quadrini | Anne Rogers | Annelizbeth Q Rogers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Glacierfish Ski Resort, LLC; Start Date: 05/25/21; Not investment-related; 1001 S. Main Street, Suite 600, Kalispell, MT 59901; holding company for real property; Mrs. Rogers is a Member who spends less than one hour per month in this role; no time spent during trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Annelizabeth Quadrini Rogers's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 20, 2017 - Present

AZIMUTH WEALTH ADVISORS

Office #1: 12636 High Bluff Drive Suite 400, San Diego, CA 92130
RIA
CRD#: 290050
San Diego, CA
Past

February 13, 2015 - December 31, 2017

DANIEL WEALTH ADVISORS

RIA
CRD#: 150382
SAN DIEGO, CA
Past

June 1, 2009 - February 27, 2015

MORGAN STANLEY

RIA
CRD#: 149777
PASADENA, CA
Past

June 1, 2009 - February 27, 2015

MORGAN STANLEY

BD
CRD#: 149777
PASADENA, CA
Past

May 7, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
PASADENA, CA
Past

April 17, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
PASADENA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/20/2017)
IAR
Texas
(11/28/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 5/14/2009
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


AW
AZIMUTH WEALTH ADVISORS
AZIMUTH M&A ADVISORS | AZIMUTH WEALTH ADVISORS, LLC | AZIMUTH WEALTH ADVISORS

CRD#: 290050 / SEC#:

California
Registered Investment Advisory firm - (10/20/2017 Approved)
Texas
Registered Investment Advisory firm - (11/28/2022 Conditional Restricted)
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Contact information


Main Address
12636 High Bluff Drive Suite 400, San Diego, CA 92130
Mailing Address
Phone number
(858) 225-8210
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts72
AUM (Assets Under Management)$ 39,011,403

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AZIMUTH WEALTH ADVISORS

CRD#: 290050San Diego, CA 92130

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