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Emilio Olavarri Hervella

CRD# 5648005·Registered 2010 - 2016
Previously Registered: Being a previously registered professional could mean that Emilio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Emilio Olavarri Hervella, who also goes by Emilio Hervella Olavarri, was a registered financial advisor. Emilio was a previously registered financial professional and started their career in finance 2010 - 2016. Emilio had worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emilio Hervella Olavarri

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

TCT SECURITIES & DERIVATIVES, LLC·CRD# 149679
BD
Miami, FL
May 27, 2010 - March 24, 2016

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Current Firm

TS
TCT SECURITIES & DERIVATIVES, LLC

TCT SECURITIES & DERIVATIVES, LLC

CRD#: 149679 / SEC#: 8-68178
BD
Terminated by SEC on 05/20/2016

Contact Information

Established

Florida since 09/08/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PUIG, JUAN C.MANAGING MEMBER/CEO/CCO5510049
OLAVARRI HERVELLA, EMILIOMANAGING MEMBER/PRESIDENT5648005
MEGENITY, BRIAN MCDONALDFINOP2889637

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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