SF
Scott E. Fisher
CETERA INVESTMENT ADVISERS LLC
DULUTH, MN 55802
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CRD#: 5647626
SF
Professional summary
Scott Edward Fisher, who also goes by Scott Fisher, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Duluth, Minnesota and CETERA WEALTH SERVICES, LLC located in Duluth, Minnesota.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Scott has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: FISHER WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND INVESTMENT ADVISORY SERVICES ; 3. NAME OF OTHER BUSINESS: ROBERT HERMAN SCHOLARSHIP FUND, INVESTMENT RELATED: NO, ADDRESS: 200 W. FIRST STREET, DULUTH, MN 55802, NATURE OF BUSINESS: SCHOLARSHIP FUND, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT OF BOARD, START DATE: 2000, APPROX NUMBER OF HOURS PER MONTH: 2, BRIEF DESCRIPTION OF DUTIES: AWARD RECIPIENT SELECTION COMMITTEE AND INVESTMENT COMMITTEE MEMBER; 4. NAME OF OTHER BUSINESS: HARBORTOWN ROTARY CLUB OF DULUTH; INVESTMENT RELATED: NO; ADDRESS: 202 W SUPERIOR ST. DULUTH, MN 55802; NATURE OF BUSINESS: COMMUNITY AND INTERNATIONAL SERVICE; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: PAST PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS; 5. NAME OF OTHER BUSINESS: SELLWOOD PARTNERS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 12/1/2013, APX NUMBER OF HOURS PER WEEK: 0, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADMINISTRATION ON SALES OFFICE, BILL PAYING; 6. NAME OF OTHER BUSINESS: DBA ADVISORNET FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2014, POSITION/TITLE/RELATIONSHIP: FINANCIAL REPRESENTATIVE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: HARBORTOWN ROTARY CHARITABLE FOUNDATION & DONALD HOLM FOUNDER FUND INVESTMENT RELATED: NO ADDRESS: 200 W SUPERIOR ST, DULUTH, MN, 55802 NATURE OF BUSINESS: NON-PROFIT START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OFFICER ON BOARD FOR LOCAL ROTARY AND FOUNDATION 8. NAME OF OTHER BUSINESS: NORTHVIEW FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Scott Edward Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 202 West Superior St Ste 810, Duluth, MN 55802RIA
CRD#: 105644
DULUTH, MN
Current
September 28, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 202 West Superior St Ste 810, Duluth, MN 55802BD
CRD#: 13572
DULUTH, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DULUTH, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/17/2023)
RR
Arkansas(8/16/2018)
RR
Colorado(5/2/2013)
RR
Florida(1/4/2023)
RR
Illinois(2/7/2024)
RR
Minnesota(4/23/2010)
IAR
Minnesota(6/29/2023)
RR
Nevada(7/24/2025)
RR
Virginia(1/3/2024)
RR
Wisconsin(7/26/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Duluth, MN 55802TRUST BUT VERIFY
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