Kurt W. Leimbach

ALAMO CAPITAL

Kennett Square, PA

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CRD#: 5647518

Professional summary

Kurt Weston Leimbach is a registered financial advisor currently at ALAMO CAPITAL located in Kennett Square, Pennsylvania.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kurt has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kurt Leimbach is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Kurt Leimbach began his association with HJSCM in February 2023 and devotes approximately 0% of his time to HJSCM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Weston Leimbach's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kurt Weston Leimbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2025 - Present

ALAMO CAPITAL

RIA

CRD#: 26193

Kennett Square, PA

Current

April 13, 2025 - Present

ALAMO CAPITAL

Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596

RIA

CRD#: 26193

Walnut Creek, CA

Past

February 14, 2023 - January 4, 2024

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 134510

FAIRFIELD, CT

Past

February 1, 2023 - January 4, 2024

HERBERT J. SIMS & CO, INC.

CRD#: 3420

BOCA RATON, FL

Past

May 7, 2015 - February 2, 2023

GMS GROUP

RIA

CRD#: 8000

BOCA RATON, FL

Past

August 14, 2014 - February 2, 2023

GMS GROUP

CRD#: 8000

BOCA RATON, FL

Past

September 28, 2010 - March 4, 2014

GMS GROUP

RIA

CRD#: 8000

BOCA RATON, FL

Past

June 12, 2009 - March 4, 2014

GMS GROUP

CRD#: 8000

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(4/14/2025)

California
(5/6/2025)

Pennsylvania
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/26/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/26/2010

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALAMO CAPITAL

A.C. WEALTH MANAGEMENT | ALAMO CAPITAL CORPORATION | ALAMO CAPITAL

CRD#: 26193 / SEC#: , 8-42293

California

Registered Investment Advisory firm - SEC (1/2/2002 Approved)

Nevada

Registered Investment Advisory firm - SEC (12/29/2017 Terminated)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

201 N Civic Dr #180, Walnut Creek, CA 94596-3761

Mailing Address

201 N Civic Dr Suite 180, Walnut Creek, CA 94596

Phone number

(925) 472-5740

Established

California since 08/27/1987

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
MULLALLY, NANCY ANN RUEHLE	CEO	1004052
MULLALLY, NANCY ANN RUEHLE	CFO	1004052
DURDEN JR, JOHN KENNETH	FINOP	860423
KENT-ASTER, ALLISON VICTORIA	CCO	2047679
MULLALLY, WILLIAM JOHN	PRESIDENT	818827

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 81,684,700

Disclosures

Regulatory Event	3
Bond	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kurt W. Leimbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Weston Leimbach's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kurt Weston Leimbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALAMO CAPITAL

HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

HERBERT J. SIMS & CO, INC.

GMS GROUP

GMS GROUP

GMS GROUP

GMS GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2009

Series 10

Date: 10/26/2010

Series 9

Date: 10/26/2010

FINRA

Current Firm

ALAMO CAPITAL

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

ALAMO CAPITAL

TRUST BUT VERIFY

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