Kurt W. Leimbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Weston Leimbach was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 2009. Kurt had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2025 - November 12, 2025
ALAMO CAPITAL
April 13, 2025 - November 12, 2025
ALAMO CAPITAL
February 14, 2023 - January 4, 2024
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
February 1, 2023 - January 4, 2024
HERBERT J. SIMS & CO, INC.
May 7, 2015 - February 2, 2023
GMS GROUP
August 14, 2014 - February 2, 2023
GMS GROUP
September 28, 2010 - March 4, 2014
GMS GROUP
June 12, 2009 - March 4, 2014
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: 801-135291, 8-42293
Contact information
FINRA licenses (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 103,590,000 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
