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Kristine Ann Bowling

CRD# 5646600·Registered 2009 - 2016
Previously Registered: Being a previously registered professional could mean that Kristine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kristine Ann Bowling, who also goes by Kristine Ann Nodonly, was a registered financial advisor. Kristine was a previously registered financial professional and started their career in finance 2009 - 2016. Kristine had worked at 1 firm and has passed the Series 28 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristine Ann Nodonly

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

PSA EQUITIES, INC.·CRD# 15676
BD
Hunt Valley, MD
March 24, 2009 - September 26, 2016

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Current Firm

PE
PSA EQUITIES, INC.

PSA EQUITIES, INC. | PSA SECURITIES, INC.

CRD#: 15676 / SEC#: 8-32052
BD
Terminated by SEC on 09/24/2016

Contact Information

Established

Maryland since 05/01/1984

Firm Type

Corporation

Fiscal Year End

April

Documents

Direct owners and executive officers

NamePositionCRD#
PSA FINANCIAL, INCOWNER—
BOWLING, KRISTINE ANNFINOP/CONTROLLER5646600
TEETS, DONNA MARIAPRESIDENT, CHIEF COMPLIANCE OFFICER1102117

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Mar 2009About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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