Nicholas E. Michels

MICHELS FAMILY FINANCIAL

Fort Worth, TX 76107

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CRD#: 5646284

Professional summary

Nicholas Eugene Michels, CFP®, who also goes by Nick Eugene Michels, is a registered financial advisor currently at MICHELS FAMILY FINANCIAL, LLC located in Fort Worth, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Eugene Michels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Nick Michels Basketball, Type of business: Basketball skills, Burleson, TX, Start date: 5/2010, owner, Hours per week: 0, Hours during trading: 0, Private basketball skills training and camps. 2.) The Michels Corporation, Type of Business: Charitable Giving Foundation, owner, Hours per week approx. 3-4.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Eugene Michels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 16, 2022 - Present

MICHELS FAMILY FINANCIAL, LLC

Office #1: 6000 Western Place, Suite 380, Fort Worth, TX 76107

RIA

CRD#: 319311

Fort Worth, TX

Past

July 30, 2012 - June 21, 2022

EDWARD JONES

RIA

CRD#: 250

FT WORTH, TX

Past

May 16, 2012 - June 21, 2022

EDWARD JONES

CRD#: 250

FT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MICHELS FAMILY FINANCIAL, LLC

CRD#: 319311 / SEC#: 801-125881

RIA

Registered Investment Advisory firm - (6/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2012

General Securities Representative Examination

Current Firm

MICHELS FAMILY FINANCIAL, LLC

CRD#: 319311 / SEC#: 801-125881

RIA

Registered Investment Advisory firm - (6/15/2022 Approved)

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Contact information

Main Address

6000 Western Place, Suite 380, Fort Worth, TX 76107

Mailing Address

Phone number

(817) 719-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,267
AUM (Assets Under Management)	$ 303,503,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas E. Michels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Eugene Michels's CRS (Customer Relationship Summary).

Certified licenses

Experience

MICHELS FAMILY FINANCIAL, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

MICHELS FAMILY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2012

Current Firm

MICHELS FAMILY FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MICHELS FAMILY FINANCIAL, LLC

TRUST BUT VERIFY

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