Michael H. Feldman
Professional summary
Michael H. Feldman, who also goes by Michael H Feldman, Michael Feldman, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael H. Feldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2018 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010October 18, 2017 - September 28, 2018
INSTINET, LLC
March 28, 2014 - October 18, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 2009 - March 7, 2014
FRANKLIN DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2018)
Exams
FINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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