Jeffrey A. Rogers

BFC PLANNING

NEW FREEDOM, PA 17349

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CRD#: 5645886

Professional summary

Jeffrey Anderson Rogers, who also goes by Jeffrey A. Rogers, Jeffrey Rogers, is a registered financial advisor currently at BFC PLANNING, INC. located in New Freedom, Pennsylvania and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in New Freedom, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey A. Rogers | Jeffrey Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ROGERS MY CFO, LLC-N-590 OAKWOOD ROAD, NEW FREEDOM, PA 17349-CONSULTING-SINGLE MEMBER-07/18/2011-10-7-CONSULT, OUTSOURCED CFO & CONTROLLERSHIP SERVICES. 2-ROGERS MY CFO,LLC OR JEFFREY ANDERSON ROGERS-N-NEW FREEDOM, PA- INSURANCE-INSURANCE SALES- INSURANCE REPRESENTATIVE-11/2011-10-5-INSURANCE PRODUCTS. 3-Rogers my CFO, LLC or Jeffrey Anderson Rogers-Y-New Freedom, PA-DBA for securities-Owner-10/2014-25-10-DBA for securities. 4-Shrewsbury Township Supervisor-N-Glen Rock, PA-Management & Beautification of the Shrewsbury Township-Supervisor-03/2020-3-1-Management & Beautification of the Shrewsbury Township. Also taking care of roads, bridges, local ordinances and land development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Anderson Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2014 - Present

BFC PLANNING, INC.

Office #1: 590 Oakwood Rd., New Freedom, PA 17349

RIA

CRD#: 119682

NEW FREEDOM, PA

Current

October 24, 2014 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

New Freedom, PA

Past

November 9, 2011 - October 24, 2014

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

NEW FREEDOM, PA

Past

November 7, 2011 - October 24, 2014

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

NEW FREEDOM, PA

Past

May 6, 2009 - November 4, 2011

OSAIC FA, INC.

RIA

CRD#: 3978

LUTHERVILLE, MD

Past

April 7, 2009 - November 4, 2011

OSAIC FA, INC.

CRD#: 3978

LUTHERVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(11/7/2014)

Florida
(3/2/2021)

Maryland
(10/24/2014)

Oklahoma
(3/2/2021)

Oregon
(1/4/2016)

Pennsylvania
(10/24/2014)

IAR

Pennsylvania
(10/24/2014)

Virginia
(2/2/2022)

Wisconsin
(8/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Anderson Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/6/2009

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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