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DB

Dionysios Bazigos

FRANKLIN DISTRIBUTORS
St. Petersburg, FL 33716
CRD#: 5645725
Some features on this profile are disabled
DB
Dionysios BazigosFRANKLIN DISTRIBUTORS

Professional summary

Dionysios Bazigos, who also goes by Dan Bazigos, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.

Dionysios is registered as a RR (Registered Representative) and started their career in finance in 2009. Dionysios has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Dan Bazigos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dionysios Bazigos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2026 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716
BD
CRD#: 109064
St. Petersburg, FL
Past

June 27, 2019 - November 2, 2020

INVESCO MANAGED ACCOUNTS, LLC

RIA
CRD#: 154461
DOWNERS GROVE, IL
Past

April 5, 2019 - May 26, 2026

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Naperville, IL
Past

April 5, 2019 - May 26, 2026

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

March 18, 2015 - April 2, 2019

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
DOWNERS GROVE, IL
Past

March 16, 2015 - April 2, 2019

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
DOWNERS GROVE, IL
Past

March 3, 2009 - March 13, 2015

PMA SECURITIES, LLC

BD
CRD#: 30397
NAPERVILLE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/2/2026)
RR
Alaska
(7/2/2026)
RR
Arizona
(7/2/2026)
RR
Arkansas
(7/2/2026)
RR
California
(7/2/2026)
RR
Colorado
(7/2/2026)
RR
Connecticut
(7/2/2026)
RR
Delaware
(7/2/2026)
RR
District of Columbia
(7/2/2026)
RR
Florida
(7/2/2026)
RR
Georgia
(7/2/2026)
RR
Hawaii
(7/2/2026)
RR
Idaho
(7/2/2026)
RR
Illinois
(7/2/2026)
RR
Indiana
(7/2/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(7/2/2026)
RR
Kentucky
(7/2/2026)
RR
Louisiana
(7/2/2026)
RR
Maine
(7/2/2026)
RR
Maryland
(7/2/2026)
RR
Massachusetts
(7/2/2026)
RR
Michigan
(7/2/2026)
RR
Minnesota
(7/2/2026)
RR
Mississippi
(7/2/2026)
RR
Missouri
(7/2/2026)
RR
Montana
(7/2/2026)
RR
Nebraska
(7/2/2026)
RR
Nevada
(7/2/2026)
RR
New Hampshire
(7/2/2026)
RR
New Jersey
(7/2/2026)
RR
New Mexico
(7/2/2026)
RR
New York
(7/2/2026)
RR
North Carolina
(7/2/2026)
RR
North Dakota
(7/2/2026)
RR
Ohio
(7/2/2026)
RR
Oklahoma
(7/2/2026)
RR
Oregon
(7/2/2026)
RR
Pennsylvania
(7/2/2026)
RR
Puerto Rico
(7/2/2026)
RR
Rhode Island
(7/2/2026)
RR
South Carolina
(7/2/2026)
RR
South Dakota
(7/2/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/2/2026)
RR
Utah
(7/2/2026)
RR
Vermont
(7/2/2026)
RR
Virgin Islands
(7/2/2026)
RR
Virginia
(7/2/2026)
RR
Washington
(7/2/2026)
RR
West Virginia
(7/2/2026)
RR
Wisconsin
(7/2/2026)
RR
Wyoming
(7/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/18/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064St. Petersburg, FL 33716

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