Susan L. Milton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Lisa Milton was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2009. Susan had worked at 1 firm and has passed the Series 63 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2009 - April 24, 2014
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 4/22/2009
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
RICHARDSON GMP (USA) CORP.
CRD#: 104204 / SEC#: , 8-52658
Contact information
Documents
Red Flags
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