Marlo E Dieguez
Professional Summary
Marlo E Dieguez, who also goes by Marlo Dieguez, is a registered financial advisor currently at SEMINARIO SECURITIES located in Coral Gables, Florida. Marlo is registered as a RR (Registered Representative) and started their career in finance in 2009. Marlo has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marlo Dieguez
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
SEMINARIO SECURITIES | SEMINARIO SECURITIES LLC
Contact Information
Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134Phone Number
(786) 292-0512Established
Florida since 04/20/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/30/2024)
(11/1/2024)
(12/9/2024)
(9/24/2024)
(11/20/2024)
(12/23/2024)
(11/4/2024)
(12/6/2024)
(11/20/2024)
(11/8/2024)
(11/6/2024)
(10/29/2024)
(10/30/2024)
(10/29/2024)
(12/18/2024)
(1/19/2025)
(10/29/2024)
(11/12/2024)
(9/25/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Marlo E Dieguez's CRS (Customer Relationship Summary).
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