Timothy J Blakley
Professional Summary
Timothy J Blakley, who also goes by Tim Blakley, Timothy John Blakley, Timothy Blakley, is a registered financial advisor currently at REGIONS SECURITIES LLC located in Orlando, Florida. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2009. Timothy has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Blakley, Timothy John Blakley, Timothy Blakley
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REGIONS SECURITIES | REGIONS SECURITIES LLC
Contact Information
Main Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309Mailing Address
1180 W Peachtree Street, Nw Suite 1400, Atlanta, GA 30309Phone Number
(404) 279-7400Established
Delaware since 10/12/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | — |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/11/2017)
(9/7/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2013About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy J Blakley's CRS (Customer Relationship Summary).
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