David A. Clapper
Professional summary
David Andrew Clapper, who also goes by Dave Clapper, is a registered financial advisor currently at MAINLINE INVESTMENT ADVISERS, LLC located in Wynnewood, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 2 firms and has passed the Series 65 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Clapper's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2024 - Present
MAINLINE INVESTMENT ADVISERS, LLC
Office #1: 308 E. Lancaster Avenue Suite 300, Wynnewood, PA 19096-2145June 16, 2009 - May 26, 2017
CMS INVESTMENT RESOURCES, LLC
Primary Firm SEC Registration
MAINLINE INVESTMENT ADVISERS, LLC
CRD#: 159045 / SEC#: 801-72761
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/15/2024)
(10/15/2024)
Exams
Current Firm
MAINLINE INVESTMENT ADVISERS, LLC
CRD#: 159045 / SEC#: 801-72761
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 200,838,563 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 10/20/2023 | ||
| 01/27/2023 |
Red Flags
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