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MP

Maryjane Prosser

LCG CAPITAL ADVISORS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 5643450
MP

Professional summary

Maryjane Prosser, who also goes by Maryjane Wermuth, is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida.

Maryjane is registered as a RR (Registered Representative) and started their career in finance in 2018. Maryjane has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maryjane Wermuth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maryjane Prosser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2018 - Present

LCG CAPITAL ADVISORS, LLC

Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602Office #2: 201 E. Kennedy Blvd. Suite 1700, Tampa, FL 33602
BD
CRD#: 129311
Tampa, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/13/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/13/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LCG CAPITAL ADVISORS, LLC
LCG CAPITAL ADVISORS, LLC | PALM SECURITIES, LLC

CRD#: 129311 / SEC#: , 8-66213

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602
Mailing Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602
Phone number
(813) 226-2800
Established
Florida since 07/03/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LCG CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RPRINCIPAL FINANCIAL OFFICER4424794
CARTER, ANA ROUMENOVAFINOP4424794
CLARK, JOHN WOODBURYMANAGING DIRECTOR2826869
LITTLE, CRAIG NEALCHIEF COMPLIANCE OFFICER5293689
LITTLE, CRAIG NEALPRINCIPAL OPERATIONS OFFICER5293689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LCG CAPITAL ADVISORS, LLC

CRD#: 129311Tampa, FL 33602

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