Wesley T. Ehlers
Professional summary
Wesley Thomas Ehlers is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Nashville, Tennessee.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2009. Wesley has worked at 7 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Thomas Ehlers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 501 Commerce Street, Nashville, TN 37203January 19, 2021 - May 27, 2021
THE LEADERS GROUP, INC.
May 3, 2016 - January 14, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 19, 2010 - May 9, 2013
INVESTMENT CENTERS OF AMERICA, INC.
August 19, 2010 - February 17, 2016
SII INVESTMENTS, INC.
August 19, 2010 - May 9, 2013
INVESTMENT CENTERS OF AMERICA, INC.
August 19, 2010 - February 17, 2016
SII INVESTMENTS, INC.
March 24, 2010 - May 19, 2010
JOHN THOMAS FINANCIAL
June 3, 2009 - March 17, 2010
PACKERLAND BROKERAGE SERVICES, INC.
March 5, 2009 - March 17, 2010
PACKERLAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
(8/2/2021)
(8/2/2021)
(8/2/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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