MM
Matthew M. Melendez
CAPITAL SYNERGY PARTNERS
COVINA, CA 91723
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CRD#: 5642488
MM
Professional summary
Matthew Michael Melendez, who also goes by Matthew Melendez, is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Covina, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Melendez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MELENDEZ COMPANY & ASSOCIATES INC 401 E. ROWLAND ST COVINA, CA 91723 ENROLLED AGENT (INCOME TAX RETURN PREPARATION) EFFECTIVE: 6-5-12 160 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS CSP/MCA WEALTH MANAGEMENT 401 E. ROWLAND ST COVINA, CA 91723 FIXED INSURANCE SALES/OWNER EFFECTIVE: 10/2017 20 HOURS PER MONTH/20 HOURS PER MONTH DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Michael Melendez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Michael Melendez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2014 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 401 E Rowland St., Covina, CA 91723RIA
BD
CRD#: 148733
COVINA, CA
Current
April 1, 2014 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606RIA
BD
CRD#: 148733
IRVINE, CA
Past
July 11, 2012 - February 20, 2014
INNOVATUM CAPITAL PARTNERS, LLC
RIA
CRD#: 154192
COSTA MESA, CA
Past
November 3, 2011 - May 17, 2012
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
NEWPORT BEACH, CA
Past
November 3, 2011 - May 17, 2012
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
NEWPORT BEACH, CA
Past
December 3, 2009 - September 27, 2011
WADDELL & REED
RIA
CRD#: 866
ONTARIO, CA
Past
September 9, 2009 - September 27, 2011
WADDELL & REED
BD
CRD#: 866
ONTARIO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(8/29/2019)
RR
California(4/1/2014)
IAR
California(4/1/2014)
IAR
Florida(1/21/2021)
IAR
Georgia(9/7/2021)
IAR
Idaho(10/15/2024)
IAR
Missouri(10/8/2024)
IAR
Nevada(7/14/2025)
IAR
Texas(9/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITAL SYNERGY PARTNERS
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
CRD#: 148733 / SEC#: 801-117828, 8-68060
RIA
Registered Investment Advisory firm - SEC (5/11/2020 Terminated)Arizona
Registered Investment Advisory firm - SEC (4/4/2013 Approved)Arkansas
Registered Investment Advisory firm - SEC (5/27/2011 Approved)California
Registered Investment Advisory firm - SEC (5/23/2011 Approved)Colorado
Registered Investment Advisory firm - SEC (11/5/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (7/9/2018 Approved)District of Columbia
Registered Investment Advisory firm - SEC (5/5/2011 Approved)Florida
Registered Investment Advisory firm - SEC (10/10/2017 Approved)Georgia
Registered Investment Advisory firm - SEC (4/28/2011 Approved)Idaho
Registered Investment Advisory firm - SEC (6/24/2011 Approved)Indiana
Registered Investment Advisory firm - SEC (6/24/2013 Approved)Iowa
Registered Investment Advisory firm - SEC (5/26/2011 Approved)Louisiana
Registered Investment Advisory firm - SEC (1/10/2013 Approved)Massachusetts
Registered Investment Advisory firm - SEC (9/26/2011 Approved)Michigan
Registered Investment Advisory firm - SEC (1/18/2018 Approved)Minnesota
Registered Investment Advisory firm - SEC (3/10/2015 Approved)Missouri
Registered Investment Advisory firm - SEC (8/10/2018 Approved)Montana
Registered Investment Advisory firm - SEC (12/22/2010 Approved)Nebraska
Registered Investment Advisory firm - SEC (2/24/2012 Approved)Nevada
Registered Investment Advisory firm - SEC (6/28/2012 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/29/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/12/2011 Approved)Ohio
Registered Investment Advisory firm - SEC (1/6/2012 Approved)Oklahoma
Registered Investment Advisory firm - SEC (3/9/2018 Approved)Oregon
Registered Investment Advisory firm - SEC (6/23/2015 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/5/2012 Approved)South Carolina
Registered Investment Advisory firm - SEC (10/5/2011 Approved)Texas
Registered Investment Advisory firm - SEC (10/26/2016 Approved)Wisconsin
Registered Investment Advisory firm - SEC (8/1/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Phone number
(949) 442-7413
Established
California since 01/14/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
21
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
