Travis K. Aronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Kyle Aronson, who also goes by Travis Aronson, was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2009. Travis had worked at 4 firms and has passed the Series 7TO, Series 57TO, SIE and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2025 - July 1, 2026
PRIME CAPITAL MARKETS, LLC
December 4, 2020 - August 19, 2024
WALLEYE TRADING LLC
November 10, 2010 - September 10, 2020
BOLT-X LLC
October 9, 2009 - July 30, 2020
RONIN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
PRIME CAPITAL MARKETS, LLC
CRD#: 310298 / SEC#: , 8-70570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIME GROUP HOLDING LLC | MEMBER AND MANAGER | |
| BALCARCEL, JOSEPH ROBERT | CHIEF OPERATING OFFICER | 7492741 |
| CHLADA, THOMAS FRANCIS | CHIEF EXECUTIVE OFFICER | 1533996 |
| MACDONALD, DONNA JOY | CHIEF COMPLIANCE OFFICER | 1178698 |
| OULVEY, DAVID EUGENE | CHIEF FINANCIAL OFFICER AND FINANCIAL & OPERATIONS PRINCIPAL | 2279183 |
Red Flags
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