JH
Joel R. Holden
SOUND FINANCIAL STRATEGIES GROUP
Madison, MS 39110
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CRD#: 5642118
JH
Professional summary
Joel R Holden Jr., CFP®, who also goes by Joel Rick Holden Jr, is a registered financial advisor currently at SOUND FINANCIAL STRATEGIES GROUP, LLC located in Madison, Mississippi and APW CAPITAL, INC. located in Madison, Mississippi.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Joel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Rick Holden Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- Sound Financial Strategies Group, Inc.; Flowood, MS; Service description: Registered Investment; Start date: 02/02/2009; Title: COO/Financial Advisor; Duties: Oversee all operational aspects of the company as well as work with individual clients on their accounts; Time spent: 100%. 2 - Sound Financial Strategies Group Insurance, Investment related:No, 579 Lakeland East Drive , Flowood, MS, 39232, Insurance Sales, President, 10/22/2019, 5 hrs/month, Oversee operations and financial functions 3 -SFSG, Inc., Investment related:No, 579 Lakeland East Drive, Flowood, MS, 39232, , Owner, 02/02/2009, 100%, conducting business through Sound Financial LLC 4 -FireX, Investment related:No, P.O. Box 319, Flora, MS, 39071, , owner, 06/03/2021, 5hrs, operational guidance 5 - JSH Holdings - 132 Fieldstone Lance, Madison, MS; family LLC to won property, accounts, etc. Mainly for tax and legal purposes; Start Date: 9/18/2023 6 -XX Holdings, LLC - 132 Fieldstone Lane, Madison, MS; recreational property owned by family; Start Date: 3/25/2023 7. Kensington Park Accounting Group, Investment related:No, 116 One Madison Plaza, Suite 1100, Madison, MS, 39110, bookeeping for small buusinesses, Owner, 06/11/2025, 1-5 hours monthly, Business Development
CRS (Client Relationship Summary) - RIA
Click below to view Joel R Holden Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 9, 2017 - Present
SOUND FINANCIAL STRATEGIES GROUP, LLC
Office #1: 116 One Madison Plaza Suite1100, Madison, MS 39110RIA
CRD#: 286261
Madison, MS
Current
March 31, 2017 - Present
APW CAPITAL, INC.
Office #1: 116 One Madison Plaza Suite 1100, Madison, MS 39110BD
CRD#: 43814
Madison, MS
Past
September 4, 2009 - April 3, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
FLOWOOD, MS
Past
July 30, 2009 - April 3, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
FLOWOOD, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOUND FINANCIAL STRATEGIES GROUP, LLC
SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261 / SEC#: 801-108894
RIA
Registered Investment Advisory firm - (1/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2017)
RR
Arizona(6/4/2020)
RR
Arkansas(6/4/2020)
RR
California(1/14/2020)
RR
Florida(3/31/2017)
RR
Georgia(3/31/2017)
RR
Illinois(1/14/2020)
RR
Indiana(3/18/2022)
RR
Kentucky(6/4/2020)
RR
Louisiana(3/31/2017)
RR
Mississippi(3/31/2017)
IAR
Mississippi(4/9/2017)
RR
Pennsylvania(6/4/2020)
RR
South Carolina(3/10/2020)
RR
Tennessee(6/4/2020)
RR
Texas(3/31/2017)
IAR
Texas(4/9/2017)
RR
Virginia(2/26/2020)
RR
Washington(6/4/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SOUND FINANCIAL STRATEGIES GROUP, LLC
SOUND FINANCIAL STRATEGIES GROUP, INC. | SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261 / SEC#: 801-108894
RIA
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Contact information
Main Address
116 One Madison Plaza Suite1100, Madison, MS 39110
Mailing Address
Phone number
(601) 856-3825
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,280 |
| AUM (Assets Under Management) | $ 183,723,913 |
Red Flags
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Company Information
SOUND FINANCIAL STRATEGIES GROUP, LLC
CRD#: 286261Madison, MS 39110TRUST BUT VERIFY
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