Ryan D. Lynch

CATALYST CAPITAL ADVISORS LLC

New York, NY 10017

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CRD#: 5641370

Professional summary

Ryan Daniel Lynch, who also goes by Ryan D. Lynch, Ryan Daniel Lynch, Ryan Lynch, is a registered financial advisor currently at CATALYST CAPITAL ADVISORS LLC located in New York, New York and ALT FUND DISTRIBUTORS LLC located in New York, New York.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan D. Lynch | Ryan Daniel Lynch | Ryan Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Daniel Lynch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2023 - Present

CATALYST CAPITAL ADVISORS LLC

Office #1: 140 E. 45th Street 36th Floor, New York, NY 10017

RIA

CRD#: 139895

New York, NY

Current

July 17, 2023 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

July 17, 2020 - July 13, 2023

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

Newark, NJ

Past

June 25, 2020 - July 13, 2023

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

November 15, 2012 - June 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

UNION, NJ

Past

November 12, 2012 - June 2, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

UNION, NJ

Past

July 1, 2011 - August 23, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

JERSEY CITY, NJ

Past

July 1, 2011 - August 23, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

JERSEY CITY, NJ

Past

May 11, 2011 - June 22, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CRANFORD, NJ

Past

December 22, 2009 - June 22, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CRANFORD, NJ

Past

May 4, 2009 - October 13, 2009

GARDEN STATE SECURITIES, INC.

CRD#: 10083

HACKENSACK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/17/2023)

IAR

New York
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/20/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/30/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/20/2018

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CATALYST CAPITAL ADVISORS LLC

CRD#: 139895 / SEC#: 801-66886

RIA

Registered Investment Advisory firm - (6/9/2006 Approved)

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Contact information

Main Address

207 Calle De Parque Floor 7, Suite 2, San Juan, PR 00912

Mailing Address

Phone number

(646) 757-8387

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,130,157,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan D. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Daniel Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALT FUND DISTRIBUTORS LLC

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

GARDEN STATE SECURITIES, INC.

Primary Firm SEC Registration

CATALYST CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2011

Series 63

Date: 5/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2009

Series 10

Date: 8/30/2018

Series 9

Date: 4/20/2018

FINRA

Current Firm

CATALYST CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

CATALYST CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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