Timothy P. Fontaine

KERSHNER, GROSSO & CO.

Saratoga Spring, NY 12866-2285

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CRD#: 5641302

Professional summary

Timothy Peter Fontaine, CFP® is a registered financial advisor currently at KERSHNER, GROSSO & CO. located in Saratoga Spring, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Timothy has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TIMOTHY FONTAINE IS A LICENSED INSURANCE AGENT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. KERSHNER, GROSSO & CO. ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING IN THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF KERSHNER, GROSSO & CO. IN THEIR CAPACITY AS A LICENSED INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Peter Fontaine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 27, 2023 - Present

KERSHNER, GROSSO & CO.

Office #1: 480 Broadway Ste 310, Saratoga Spring, NY 12866-2285

RIA

CRD#: 105696

Saratoga Spring, NY

Past

May 27, 2016 - August 2, 2018

ASCENT WEALTH PARTNERS, LLC

RIA

CRD#: 158898

Utica, NY

Past

May 10, 2010 - November 15, 2011

CADARET, GRANT & CO., INC.

CRD#: 10641

SARATOGA SPRINGS, NY

Past

April 17, 2009 - December 21, 2009

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

LATHAM, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERSHNER, GROSSO & CO.

KENNERMAN ASSOCIATE INC | KERSHNER, GROSSO & CO.

CRD#: 105696 / SEC#: 801-25724

RIA

Registered Investment Advisory firm - (9/24/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/2009

General Securities Representative Examination

Current Firm

KERSHNER, GROSSO & CO.

KENNERMAN ASSOCIATE INC | KERSHNER, GROSSO & CO.

CRD#: 105696 / SEC#: 801-25724

RIA

Registered Investment Advisory firm - (9/24/1986 Approved)

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Contact information

Main Address

480 Broadway Ste 310, Saratoga Spring, NY 12866-2285

Mailing Address

Phone number

(518) 584-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CRS (3/10/2025)

2025 ADV PART 2A & 2B (3/10/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 524,701,866

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
02/28/2024	Cover Page	Report
01/24/2023	Cover Page	Report
03/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy P. Fontaine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Peter Fontaine's CRS (Customer Relationship Summary).

Certified licenses

Experience

KERSHNER, GROSSO & CO.

ASCENT WEALTH PARTNERS, LLC

CADARET, GRANT & CO., INC.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

KERSHNER, GROSSO & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2009

Series 7

Date: 4/16/2009

Current Firm

KERSHNER, GROSSO & CO.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KERSHNER, GROSSO & CO.

TRUST BUT VERIFY

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