Bowen S. Crandall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bowen Sinclair Crandall JR was a registered financial professional .
Bowen is a previously registered financial professional and started their career in finance in 1972. Bowen had worked at 14 firms and has passed the Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2003 - September 22, 2016
GROVE POINT INVESTMENTS, LLC
July 31, 1997 - January 6, 2003
FIRST ALLIED SECURITIES, INC.
May 10, 1995 - August 28, 1997
VELASCO SECURITIES, INC.
March 22, 1991 - May 25, 1995
FERRIS, BAKER WATTS, LLC
October 2, 1989 - April 1, 1991
LEGG MASON WOOD WALKER, INCORPORATED
August 4, 1986 - October 9, 1989
JANNEY MONTGOMERY SCOTT LLC
December 1, 1983 - August 7, 1986
J.C. BRADFORD & CO.
March 18, 1982 - December 20, 1983
FIRST UNION CAPITAL MARKETS CORP.
September 16, 1977 - March 25, 1982
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
November 29, 1973 - February 27, 1976
BACHE & CO., INCORPORATED
January 2, 1973 - October 4, 1973
PENNSYLVANIA SECURITIES COMPANY
February 11, 1972 - January 19, 1973
PENNSYLVANIA EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 2/8/1972
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
