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AO

Adam J. Offerman

THE ENTERPRISE SECURITIES COMPANY
Farmington Hills, MI 48334
Some features on this profile are disabled
CRD#: 5641186
AO

Professional summary


Adam John Offerman, who also goes by Adam J Offerman, Adam Offerman, is a registered financial professional currently at THE ENTERPRISE SECURITIES COMPANY located in Farmington Hills, Michigan.

Adam is registered as a RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Adam J Offerman | Adam Offerman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Adam John Offerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 7, 2015 - Present

THE ENTERPRISE SECURITIES COMPANY

Office #1: 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
BD
CRD#: 26598
Farmington Hills, MI
Past

November 25, 2013 - September 25, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
PLYMOUTH, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(10/7/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TE
THE ENTERPRISE SECURITIES COMPANY
THE ENTERPRISE SECURITIES COMPANY

CRD#: 26598 / SEC#: , 8-42662

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Mailing Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Phone number
(248) 539-8282
Established
Michigan since 04/26/1990
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAPPAS, NORMAN ARTHURPRESIDENT, CCO356173
MARRA, ANDREW JOHNPFO AND POO4763966

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE ENTERPRISE SECURITIES COMPANY

CRD#: 26598Farmington Hills, MI 48334

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