Zachary R. Kiefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary R Kiefer was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2009. Zachary had worked at 3 firms and has passed the Series 66, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - December 31, 2015
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
May 25, 2010 - April 8, 2019
PIPER SANDLER & CO.
April 1, 2009 - May 7, 2010
BRITEHORN SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC
CRD#: 145876 / SEC#: 801-68637
Contact information
Red Flags
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