David A. Price

ST. JOHNS INVESTMENT MANAGEMENT COMPANY

JACKSONVILLE, FL 32256

Some features on this profile are disabled

CRD#: 5640608

Professional summary

David Andrew Price is a registered financial advisor currently at ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC located in Jacksonville, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 5 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2013 - Present

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

Office #1: 7915 Baymeadows Way Suite 230, Jacksonville, FL 32256

RIA

CRD#: 169538

JACKSONVILLE, FL

Past

May 16, 2013 - December 13, 2013

BBVA SECURITIES INC.

CRD#: 27060

JACKSONVILLE, FL

Past

February 29, 2012 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

JACKSONVILLE, FL

Past

October 15, 2010 - December 13, 2013

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

February 23, 2009 - October 15, 2010

ST JOHNS WEALTH MANAGEMENT

RIA

CRD#: 105564

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 169538 / SEC#: 801-78956

RIA

Registered Investment Advisory firm - (3/18/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/28/2012

General Securities Representative Examination

Current Firm

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 169538 / SEC#: 801-78956

RIA

Registered Investment Advisory firm - (3/18/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4500 Salisbury Rd Suite 350, Jacksonville, FL 32216

Mailing Address

Phone number

(904) 379-7903

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (1/21/2025)

Regulatory assets under management

Total Number of Accounts	577
AUM (Assets Under Management)	$ 342,491,722

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andreas Heinrich

LPL ENTERPRISE, LLC

IAR

Jacksonville, FL

Michael Mcalpin

INTELLICAPITAL ADVISORS LLC

IAR

PONTE VEDRA, FL

Troy Davis

DAVIS CAPITAL MANAGEMENT

IAR

JACKSONVILLE, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

BBVA SECURITIES INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

ST JOHNS WEALTH MANAGEMENT

Primary Firm SEC Registration

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2009

Series 7

Date: 2/28/2012

Current Firm

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

Similar Advisors