AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ID

Ivan A. Del Rio

AMERICAN CENTURY INVESTMENT SERVICES
Mission Hills, KS
Some features on this profile are disabled
CRD#: 5640497
ID

Professional summary

Ivan Antonio Del Rio, who also goes by IVan Antonio Delrio Jr., Ivan Antonio Del Rio Jr., Ivan Antonio Del Rio, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in Mission Hills, Kansas.

Ivan is registered as a RR (Registered Representative) and started their career in finance in 2009. Ivan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ivan Antonio Delrio Jr. | Ivan Antonio Del Rio Jr. | Ivan Antonio Del Rio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ivan Antonio Del Rio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2025 - Present

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
Mission Hills, KS
Past

December 7, 2021 - February 10, 2025

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
MIAMI, FL
Past

October 6, 2021 - December 9, 2021

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

October 6, 2021 - December 9, 2021

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

May 25, 2019 - November 18, 2020

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

June 22, 2012 - May 25, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

March 25, 2011 - June 11, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

November 22, 2010 - June 11, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

June 21, 2010 - October 4, 2010

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

February 13, 2009 - July 16, 2010

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/11/2025)
RR
Alaska
(9/11/2025)
RR
Arizona
(9/11/2025)
RR
Arkansas
(9/11/2025)
RR
California
(9/11/2025)
RR
Colorado
(9/11/2025)
RR
Connecticut
(9/11/2025)
RR
Delaware
(9/11/2025)
RR
District of Columbia
(9/11/2025)
RR
Florida
(9/11/2025)
RR
Georgia
(9/11/2025)
RR
Hawaii
(9/11/2025)
RR
Idaho
(9/11/2025)
RR
Illinois
(9/11/2025)
RR
Indiana
(9/11/2025)
RR
Iowa
(9/11/2025)
RR
Kansas
(9/11/2025)
RR
Kentucky
(9/11/2025)
RR
Louisiana
(9/11/2025)
RR
Maine
(9/11/2025)
RR
Maryland
(9/11/2025)
RR
Massachusetts
(9/11/2025)
RR
Michigan
(9/11/2025)
RR
Minnesota
(9/11/2025)
RR
Mississippi
(9/11/2025)
RR
Missouri
(9/11/2025)
RR
Montana
(9/11/2025)
RR
Nebraska
(9/11/2025)
RR
Nevada
(9/11/2025)
RR
New Hampshire
(9/11/2025)
RR
New Jersey
(9/11/2025)
RR
New Mexico
(9/11/2025)
RR
New York
(9/11/2025)
RR
North Carolina
(9/11/2025)
RR
North Dakota
(9/11/2025)
RR
Ohio
(9/12/2025)
RR
Oklahoma
(9/11/2025)
RR
Oregon
(9/11/2025)
RR
Pennsylvania
(9/11/2025)
RR
Puerto Rico
(10/17/2025)
RR
Rhode Island
(9/11/2025)
RR
South Carolina
(9/11/2025)
RR
South Dakota
(9/11/2025)
RR
Tennessee
(9/11/2025)
RR
Texas
(9/11/2025)
RR
Utah
(9/11/2025)
RR
Vermont
(9/11/2025)
RR
Virginia
(9/11/2025)
RR
Washington
(9/11/2025)
RR
West Virginia
(9/11/2025)
RR
Wisconsin
(9/11/2025)
RR
Wyoming
(9/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/24/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/7/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437 / SEC#: , 8-35220

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN CENTURY COMPANIES, INC.PARENT COMPANY
LUCHINSKY, RICHARD TODDSVP, PRESIDENT2065489
PAK, JOHN DONGJINCLO3226458
REDLINE, CHERYL LOUISETREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5371811
SCHAPPERT, BRIAN JOSEPHSVP, DIRECTOR5362490
SHELTON, AMY DIANECCO2556023
SMITH, RICHARD ANDREWSVP, DIRECTOR6109979
TURNER, MICHAEL RYANDIRECTOR5469914

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437Mission Hills, KS

TRUST BUT VERIFY

Monitor Ivan Del Rio

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.