Joseph P. Rosario
STRATEGIC ADVISERS LLC | Financial Consultant
ELMHURST, IL
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CRD#: 5640438
Professional summary
Joseph Paul Rosario is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Elmhurst, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Highland Park, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Joseph has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Biography
As a Financial Consultant with Fidelity, I partner with High Net Worth clients and their families to develop financial plans to work towards meeting their personal definition of success. During my 12 years in the industry and my passion for financial planning, I have gained a deep knowledge of the resources and services available to my clients, which allows me to help implement and maintain these comprehensive financial plans. Originally from Chicago, currently living in Elmhurst.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-100298|OrgNmn:Not yet named|Org Addr:Elmhurst,Illinois,US|OBA Nature:Business Coaching |Invst Rel:N|Title:Independent Contractor|Duties:Operate as owner and coach|StrtDt:10-01-23|TotHrs/mon:40|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Paul Rosario's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Kaplan Educational Centers
CFP - CFP
University of Illinois
Master of Business Administration (MBA) - Business
DePaul University
Bachelor of Science (BS) - Finance
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1 Skokie Valley Road, Highland Park, IL 60035RIA
CRD#: 104555
ELMHURST, IL
Current
July 17, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1 Skokie Valley Road, Highland Park, IL 60035BD
CRD#: 7784
Highland Park, IL
Past
August 1, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HIGHLAND PARK, IL
Past
February 15, 2018 - July 8, 2019
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Northbrook, IL
Past
February 14, 2018 - July 8, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Northbrook, IL
Past
March 30, 2017 - June 15, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHICAGO, IL
Past
January 27, 2017 - June 15, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHICAGO, IL
Past
July 20, 2016 - February 9, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BOCA RATON, FL
Past
March 16, 2016 - April 29, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
DOWNERS GROVE, IL
Past
June 16, 2015 - January 9, 2016
OSAIC SERVICES, INC.
BD
CRD#: 133763
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/7/2020)
RR
Arkansas(4/15/2020)
RR
California(7/7/2020)
RR
Colorado(4/23/2020)
RR
Connecticut(10/17/2022)
RR
Florida(2/25/2020)
RR
Georgia(11/16/2020)
RR
Illinois(7/17/2019)
IAR
Illinois(3/31/2025)
RR
Indiana(10/11/2019)
RR
Iowa(9/27/2022)
RR
Kentucky(1/27/2022)
RR
Louisiana(10/17/2022)
RR
Maryland(8/8/2020)
RR
Massachusetts(4/23/2020)
RR
Michigan(8/23/2021)
RR
Minnesota(6/4/2021)
RR
Missouri(8/8/2020)
RR
Nevada(2/25/2020)
RR
New Jersey(9/26/2022)
RR
New York(6/17/2020)
RR
North Carolina(11/16/2020)
RR
Ohio(1/28/2022)
RR
South Carolina(9/27/2022)
RR
Tennessee(8/8/2020)
RR
Texas(7/7/2020)
IAR
Texas(3/31/2025)
RR
Utah(9/27/2022)
RR
Washington(10/9/2020)
RR
Wisconsin(10/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Elmhurst, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
