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TS

Thomas J. Strauchon

MGI FUNDS DISTRIBUTORS
Washington, DC 20036
Some features on this profile are disabled
CRD#: 5640179
TS

Professional summary

Thomas James Strauchon, AIF®, who also goes by Tomas J Strauchon, is a registered financial professional currently at MGI FUNDS DISTRIBUTORS, LLC located in Washington, District Of Columbia.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tomas J Strauchon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas James Strauchon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

January 3, 2020 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 1050 Connecticut Avenue Nw Suite 700, Washington, DC 20036
BD
CRD#: 35682
Washington, DC
Past

December 10, 2015 - December 31, 2019

MMC SECURITIES LLC

RIA
CRD#: 103846
WASHINGTON, DC
Past

December 9, 2015 - December 31, 2019

MMC SECURITIES LLC

BD
CRD#: 103846
WASHINGTON, DC
Past

July 26, 2013 - September 10, 2015

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
BEDFORD, OH
Past

June 25, 2013 - September 10, 2015

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
BEDFORD, OH
Past

May 2, 2011 - June 21, 2013

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
CLEVELAND, OH
Past

June 23, 2009 - May 3, 2011

VALMARK SECURITIES, INC.

BD
CRD#: 31243
CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(1/3/2020)
RR
Virginia
(1/3/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/26/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MGI FUNDS DISTRIBUTORS, LLC
MGI FUNDS DISTRIBUTORS, INC. | OFFIT FUNDS DISTRIBUTOR, INC. | MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682 / SEC#: , 8-46960

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682Washington, DC 20036

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