EB
Evelyn P. Borges
STRATEGIC ADVISERS LLC
LITTLE FALLS, NJ
Some features on this profile are disabled
CRD#: 5639982
EB
Professional summary
Evelyn P Borges, who also goes by Evelyn P Borges, Evelyn Pamela Borges, Evelyn Borges, Evelyn P Moreno, Evelyn P Moreno-borges, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Little Falls, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Evelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Evelyn has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Evelyn P Borges | Evelyn Pamela Borges | Evelyn Borges | Evelyn P Moreno | Evelyn P Moreno-Borges
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Evelyn P Borges's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LITTLE FALLS, NJ
Current
January 5, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054BD
CRD#: 7784
Merrimack, NH
Past
February 3, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LITTLE FALLS, NJ
Past
May 9, 2018 - December 13, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LAKE HOPATCONG, NJ
Past
March 13, 2018 - December 13, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LAKE HOPATCONG, NJ
Past
January 19, 2016 - February 13, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
WEST ORANGE, NJ
Past
September 30, 2015 - January 4, 2016
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
RAMSEY, NJ
Past
October 1, 2012 - September 9, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MONTCLAIR, NJ
Past
March 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MONTCLAIR, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2022)
RR
Alaska(1/5/2022)
RR
Arizona(1/5/2022)
RR
Arkansas(1/5/2022)
RR
California(1/5/2022)
RR
Colorado(1/5/2022)
RR
Connecticut(1/5/2022)
RR
Delaware(1/5/2022)
RR
District of Columbia(1/5/2022)
RR
Florida(1/5/2022)
RR
Georgia(1/5/2022)
RR
Hawaii(1/5/2022)
RR
Idaho(1/5/2022)
RR
Illinois(1/5/2022)
RR
Indiana(1/5/2022)
RR
Iowa(1/5/2022)
RR
Kansas(1/5/2022)
RR
Kentucky(1/5/2022)
RR
Louisiana(1/5/2022)
RR
Maine(1/5/2022)
RR
Maryland(1/5/2022)
RR
Massachusetts(1/5/2022)
RR
Michigan(1/5/2022)
RR
Minnesota(1/5/2022)
RR
Mississippi(1/5/2022)
RR
Missouri(1/5/2022)
RR
Montana(1/5/2022)
RR
Nebraska(1/5/2022)
RR
Nevada(1/5/2022)
RR
New Hampshire(1/5/2022)
RR
New Jersey(1/5/2022)
IAR
New Jersey(3/31/2025)
RR
New Mexico(1/5/2022)
RR
New York(1/5/2022)
RR
North Carolina(1/5/2022)
RR
North Dakota(1/5/2022)
RR
Ohio(1/5/2022)
RR
Oklahoma(1/5/2022)
RR
Oregon(1/5/2022)
RR
Pennsylvania(1/5/2022)
RR
Puerto Rico(1/5/2022)
RR
Rhode Island(1/5/2022)
RR
South Carolina(1/5/2022)
RR
South Dakota(1/5/2022)
RR
Tennessee(1/5/2022)
RR
Texas(1/5/2022)
IAR
Texas(3/31/2025)
RR
Utah(1/5/2022)
RR
Vermont(1/5/2022)
RR
Virginia(1/5/2022)
RR
Washington(1/5/2022)
RR
West Virginia(1/5/2022)
RR
Wisconsin(1/5/2022)
RR
Wyoming(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
