Garrett M. Mills

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Braintree, MA 02184

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CRD#: 5639906

Professional summary

Garrett Michael Mills is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Braintree, Massachusetts and LASALLE ST SECURITIES, L.L.C. located in Naples, Florida.

Garrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Garrett has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HARVEST FINANCIAL GROUP LLC, 1599 WASHINGTON STREET SUITE 2C BRAINTREE, MA Senior Vice President since 09/2016; INVESTMENT RELATED Financial Advisory Services 40 hrs a week during trading hours; PROVIDE FINANCIAL PLANNING and life, health and accident licensed agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Michael Mills's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2016 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 1599 Washington St Suite 2c, Braintree, MA 02184

RIA

CRD#: 109701

Braintree, MA

Current

September 2, 2016 - Present

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Naples, FL

Past

March 15, 2016 - September 30, 2016

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Braintree, MA

Past

March 1, 2016 - September 30, 2016

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Braintree, MA

Past

October 27, 2011 - March 1, 2016

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

BRAINTREE, MA

Past

July 26, 2010 - March 1, 2016

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BRAINTREE, MA

Past

August 6, 2009 - August 3, 2010

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

BRAINTREE, MA

Past

April 24, 2009 - July 7, 2009

KINGSIDE PARTNERS, LLC

CRD#: 139930

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/2/2016)

IAR

Arizona
(10/3/2016)

California
(9/2/2016)

Colorado
(10/26/2016)

IAR

Connecticut
(7/2/2020)

Connecticut
(8/26/2021)

Florida
(9/2/2016)

Georgia
(9/2/2016)

IAR

Georgia
(5/27/2021)

Hawaii
(9/2/2016)

IAR

Hawaii
(2/19/2025)

Idaho
(9/2/2016)

Illinois
(9/2/2016)

IAR

Illinois
(7/31/2023)

Kansas
(8/26/2021)

Maryland
(9/2/2016)

Massachusetts
(9/2/2016)

IAR

Massachusetts
(9/21/2016)

Michigan
(9/2/2016)

IAR

Michigan
(7/24/2018)

New Hampshire
(9/2/2016)

IAR

New Hampshire
(6/19/2024)

New Jersey
(9/2/2016)

IAR

New Jersey
(10/24/2016)

New York
(9/2/2016)

IAR

New York
(5/14/2021)

North Carolina
(6/27/2022)

IAR

North Carolina
(6/28/2022)

Pennsylvania
(9/2/2016)

IAR

Pennsylvania
(9/22/2016)

South Carolina
(9/7/2023)

IAR

Texas
(11/4/2024)

IAR

Virginia
(11/20/2020)

Virginia
(6/1/2023)

Wisconsin
(9/13/2016)

IAR

Wisconsin
(7/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garrett M. Mills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Michael Mills's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

J.P. TURNER & COMPANY, L.L.C.

KINGSIDE PARTNERS, LLC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2011

Series 63

Date: 5/14/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2009

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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