Ramon A. Zepeda
Professional summary
Ramon Antonio Zepeda is a registered financial professional currently at CENTERVIEW PARTNERS LLC located in San Francisco, California.
Ramon is registered as a RR (Registered Representative) and started their career in finance in 2011. Ramon has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ramon Antonio Zepeda's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2019 - Present
CENTERVIEW PARTNERS LLC
Office #1: 555 California St, Suite 4300, San Francisco, CA 94104August 15, 2016 - February 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2011 - March 19, 2014
E.J. DE LA ROSA & CO., INC.
January 21, 2011 - June 21, 2011
CABRERA CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2019)
Exams
Series 7TO
Date: 5/20/2022
General Securities Representative ExaminationFINRA
Current Firm
CENTERVIEW PARTNERS LLC
CRD#: 133796 / SEC#: , 8-66774
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTERVIEW PARTNERS ADVISORY HOLDINGS LLC | MANAGING MEMBER | |
| EFFRON, BLAIR WAYNE | PARTNER | 1532642 |
| HARTMAN, ALAN PHILIP | PARTNER | 2595280 |
| KOSOWSKY, AMANDA LENORE | CHIEF COMPLIANCE OFFICER | 6639399 |
| PRUZAN, ROBERT ALAN | PARTNER | 2018542 |
| ROBINSON, MARK JASON | PARTNER | 2394581 |
| VICARI, JEANNE | FINOP & CHIEF FINANCIAL OFFICER | 1975263 |
Red Flags
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