Pablo T. Fernandez Tijerina

THE LEADERS GROUP

Miami, FL 33131

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CRD#: 5639105

Professional summary

Pablo T Fernandez Tijerina, who also goes by Pablo Tijerina Fernandez, Pablo Fernandez, Tijerina Fernandez, Pablo T Fernandez, Pablo Tijernia Fernandez, Pablo Fernandez Tijerina, Pablo Fernandez Tijernia, Pablo Fernandez- Tijerina, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Miami, Florida.

Pablo is registered as a RR (Registered Representative) and started their career in finance in 2009. Pablo has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pablo T Fernandez Tijerina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 1395 Brickell Avenue, Suite 800, Miami, FL 33131

CRD#: 37157

Miami, FL

Past

September 8, 2023 - January 28, 2025

THE LEADERS GROUP, INC.

CRD#: 37157

Miami, FL

Past

June 11, 2020 - September 22, 2021

THE LEADERS GROUP, INC.

CRD#: 37157

Tampa, FL

Past

January 15, 2010 - January 17, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MIAMI, FL

Past

January 7, 2010 - January 17, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

MIAMI, FL

Past

October 14, 2009 - December 9, 2009

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

ATLANTA, GA

Past

August 6, 2009 - December 9, 2009

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

ATLANTA, GA

Past

May 11, 2009 - July 1, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/14/2025)

New Jersey
(4/14/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.	SHAREHOLDER
PETERS, ROBERT WILLIAM	FINOP	1704577
RILEY, ZORAH JANE	CHIEF COMPLIANCE OFFICER	3015509
WICKERSHAM, SEAN DAVID	PRESIDENT	4994630

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pablo T. Fernandez Tijerina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pablo T Fernandez Tijerina's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

THE LEADERS GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2009

FINRA

Current Firm

THE LEADERS GROUP, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LEADERS GROUP, INC.

TRUST BUT VERIFY

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