MM
Michael A. Moon
CETERA INVESTMENT ADVISERS LLC
Troy, MI 48098
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CRD#: 5638490
MM
Professional summary
Michael Andrew Moon, who also goes by Michael Andrew Moon, Michael Moon, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Troy, Michigan and CETERA WEALTH SERVICES, LLC located in Troy, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Andrew Moon | Michael Moon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: MOON LEGACY PARTNERS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS A PASS THROUGH FOR PAYMENT FROM MY BROKER DEALER COMMISSIONS; 2. NAME OF OTHER BUSINESS: PENTE MOON LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: PROPERTY MANGEMENT START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER FOR OWN RENTALS; 3. NAME OF OTHER BUSINESS: PREMIER INVESTMENT PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 04/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS A REAL ESTATE HOLDING COMPANY; 4. NAME OF OTHER BUSINESS: SENTIA WEALTH INVESTMENT RELATED:YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 5. NAME OF OTHER BUSINESS: MTF MANAGEMENT INCORPORATED INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PURPOSES AND BOOKKEEPING START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: THIS IS A PASS THROUGH COMPANY FOR OFFICE AND BOOKKEEPING EXPENSE;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Moon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 W. Long Lake Rd Suite 370, Troy, MI 48098RIA
CRD#: 105644
Troy, MI
Current
February 25, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1450 West Long Lake Road Suite 370, Troy, MI 48098BD
CRD#: 13572
Troy, MI
Past
November 30, 2023 - March 3, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Troy, MI
Past
July 26, 2022 - March 3, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Troy, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/25/2025)
RR
California(2/25/2025)
RR
Florida(2/25/2025)
RR
Georgia(2/25/2025)
RR
Illinois(2/25/2025)
RR
Indiana(2/25/2025)
RR
Maryland(2/25/2025)
RR
Massachusetts(2/25/2025)
RR
Michigan(2/25/2025)
IAR
Michigan(2/25/2025)
RR
Nevada(2/25/2025)
RR
New York(2/25/2025)
RR
North Carolina(2/25/2025)
RR
Ohio(2/25/2025)
RR
Pennsylvania(2/25/2025)
RR
Texas(2/25/2025)
IAR
Texas(2/25/2025)
RR
West Virginia(2/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
