Danyal Farooqi

BA SECURITIES

New York, NY 10022

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CRD#: 5638463

Professional summary

Danyal Farooqi is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.

Danyal is registered as a RR (Registered Representative) and started their career in finance in 2011. Danyal has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danyal Farooqi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2023 - Present

BA SECURITIES, LLC

Office #1: 300 Park Avenue 5th Floor, New York, NY, 10022

CRD#: 153489

New York, NY

Past

February 24, 2020 - December 20, 2023

CRITO CAPITAL LLC

CRD#: 161724

WESTPORT, CT

Past

August 18, 2016 - February 7, 2020

KATAMA SECURITIES LLC

CRD#: 124667

STAMFORD, CT

Past

February 14, 2014 - August 21, 2014

TAP SECURITIES LLC

CRD#: 151593

NEW YORK, NY

Past

July 9, 2012 - February 6, 2014

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

October 31, 2011 - June 29, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/1/2024)

Connecticut
(3/1/2024)

Florida
(3/1/2024)

Illinois
(3/1/2024)

Maryland
(3/1/2024)

Massachusetts
(3/1/2024)

New Jersey
(3/1/2024)

New York
(12/24/2023)

Ohio
(3/1/2024)

Oregon
(3/1/2024)

Pennsylvania
(12/24/2023)

Washington
(3/1/2024)

Exams

State Security Law Exam

Series 63

Date: 11/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/5/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/28/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: , 8-68545

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BA HOLDCO, LLC	OWNER
BOLDEN, MICHAEL LABRADOR	CHIEF COMPLIANCE OFFICER	6411755
CHUFF, JOHN JOSEPH	PRESIDENT	1205736
HATLING, PEDER ALAN	PRINCIPAL	5240595
JUILIANO, COLLEEN JANE	FINOP	4818898
KELLER-YOUNG, SUZANNE	OPERATIONS MANAGER	5495492
PICKENS, DANIEL NEHIL	PRINCIPAL	1042225
WENTZLER, DENNIS RAYMOND	CHIEF OPERATIONS OFFICER & AML OFFICER	4221461

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Danyal Farooqi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danyal Farooqi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRITO CAPITAL LLC

KATAMA SECURITIES LLC

TAP SECURITIES LLC

LAZARD FRERES & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2016

SIE

Date: 10/1/2018

Series 79

Date: 1/5/2012

Series 7

Date: 10/28/2011

FINRA

Current Firm

BA SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BA SECURITIES, LLC

TRUST BUT VERIFY

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