Matthew Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gordon, who also goes by Matt Gordon, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2009. Matthew had worked at 4 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2013 - December 19, 2016
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
April 11, 2011 - January 2, 2013
W.R. HAMBRECHT + CO., LLC
January 1, 2010 - February 17, 2011
FCG ADVISORS, LLC
February 5, 2009 - October 15, 2009
LONGVIEW FINANCIAL GROUP, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/4/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CRD#: 18810 / SEC#: , 8-37004
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
