Mark A. Skrocki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Skrocki, who also goes by Mark Allan Skrocki, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2009. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2018 - December 31, 2020
AMERITAS INVESTMENT COMPANY, LLC
February 9, 2018 - December 31, 2020
AMERITAS INVESTMENT COMPANY, LLC
August 14, 2017 - February 7, 2018
ONEAMERICA SECURITIES, INC.
August 14, 2017 - February 7, 2018
ONEAMERICA SECURITIES, INC.
May 19, 2015 - August 15, 2017
MML INVESTORS SERVICES, LLC
April 13, 2015 - August 15, 2017
MML INVESTORS SERVICES, LLC
April 15, 2014 - November 21, 2014
THE HUNTINGTON INVESTMENT COMPANY
April 14, 2014 - November 21, 2014
THE HUNTINGTON INVESTMENT COMPANY
November 21, 2012 - March 3, 2014
OSAIC WEALTH, INC.
November 15, 2012 - March 3, 2014
OSAIC WEALTH, INC.
February 8, 2012 - July 3, 2012
THE DIVERSIFIED GROUP
November 29, 2011 - December 31, 2011
THE DIVERSIFIED GROUP
October 25, 2011 - July 3, 2012
W R RICE FINANCIAL SERVICES, INC.
December 22, 2010 - October 24, 2011
PRUCO SECURITIES, LLC.
February 13, 2009 - October 24, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/12/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
