John R. Dade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Rolland Dade, who also goes by John Dade, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2019 - January 14, 2022
DBA FAMILY WEALTH LEADERSHIP
August 3, 2015 - December 31, 2018
VISION INVESTMENT ADVISORS, LLC
October 27, 2010 - December 14, 2010
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DBA FAMILY WEALTH LEADERSHIP
CRD#: 111203 / SEC#: 801-60216
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 55,682,000 |
Red Flags
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