Matthew J. Pisanelli
Professional summary
Matthew J Pisanelli, who also goes by Matthew Pisanelli, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in New York, New York and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew J Pisanelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2023 - Present
T. ROWE PRICE ASSOCIATES, INC.
March 3, 2017 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231March 6, 2017 - June 19, 2023
T. ROWE PRICE ADVISORY SERVICES, INC.
January 28, 2016 - October 5, 2016
BLACKROCK INVESTMENT MANAGEMENT, LLC
January 27, 2016 - October 5, 2016
BLACKROCK INVESTMENTS, LLC
April 20, 2015 - June 22, 2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
January 10, 2013 - June 22, 2015
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
November 15, 2012 - April 21, 2015
GUGGENHEIM SECURITIES, LLC
May 22, 2009 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2009 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2017)
(6/19/2023)
(5/10/2024)
(5/10/2024)
Exams
FINRA
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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