Frederick R. Schrick

STIFEL, NICOLAUS & COMPANY

ST. LOUIS, MO 63102

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CRD#: 5636488

Professional summary

Frederick Richard Schrick is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in St. Louis, Missouri and BRYAN GARNIER SECURITIES, LLC located in New York, New York.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 2012. Frederick has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Richard Schrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2017 - Present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Office #1: 501 North Broadway, St. Louis, MO 63102

RIA

CRD#: 793

ST. LOUIS, MO

Current

June 13, 2025 - Present

BRYAN GARNIER SECURITIES, LLC

Office #1: 750 Lexington Avenue 16th Floor, New York, NY 10022Office #2: 750 Lexington Avenue 16th Floor, New York, NY 10022

CRD#: 152528

New York, NY

Past

July 2, 2020 - November 3, 2020

MOORELAND PARTNERS LLC

CRD#: 127422

NEW YORK, NY

Past

January 3, 2019 - June 25, 2019

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

HAUPPAUGE, NY

Past

April 20, 2018 - July 10, 2018

EATON PARTNERS, LLC

CRD#: 31170

ROWAYTON, CT

Past

March 9, 2016 - August 21, 2017

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

Past

June 25, 2015 - August 18, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LONE TREE, CO

Past

March 13, 2012 - January 23, 2014

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 3/12/2012

Financial and Operations Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

BRYAN GARNIER SECURITIES, LLC

CRD#: 152528 / SEC#: , 8-68463

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

750 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

750 Lexington Avenue 16th Floor, New York, NY 10022

Phone number

(212) 337-7000

Established

New York since 10/05/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STIFEL EUROPE LIMITED (FKA BRYAN GARNIER & CO LIMITED)	MEMBER
DHALLUIN, NICOLAS A	REGISTERED PRINCIPAL, PRESIDENT/CEO, AND FINRA EXECUTIVE REPRESENTATIVE	2293106
SCHRICK, FREDERICK RICHARD	FINOP	5636488
ZACK, DAVID ERIC	REGISTERED PRINCIPAL, FINOP, CFO, CCO	2356042

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick R. Schrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Richard Schrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRYAN GARNIER SECURITIES, LLC

MOORELAND PARTNERS LLC

FIRST EMPIRE SECURITIES, INC.

EATON PARTNERS, LLC

OPTIONSXPRESS, INC.

CHARLES SCHWAB & CO., INC.

SCOTTRADE, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 3/12/2012

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Texas, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

BRYAN GARNIER SECURITIES, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BRYAN GARNIER SECURITIES, LLC

TRUST BUT VERIFY

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